Regulatory Strategy & Transformation
Horizon scanning, regulatory change, remediation.
Consulting
Driving innovation and trust in regulated industries through governance excellence and technology-enabled transformation.
Through Trinnovo Consulting, our transformation and change division, Broadgate helps banking and financial services organisations prepare, protect and future-proof their business, creating trusted, regulation-ready solutions that drive progress and long-term value.
Our core expertise includes policy framework development, regulatory mapping, operational risk and controls, and GRC platform implementation, supporting clients in building scalable, auditable, and future-ready environments.
Regulatory Preparedness
We maintain a versatile SME bench (Subject Matter Expert bench) of over 2500 experienced professionals ready to be deployed on your projects. With a comprehensive understanding of the regulatory environment in the UK, Ireland, Luxembourg, Germany, Switzerland, and the USA, we provide a compliant, dependable service to enable sustainable change throughout your organisation.
Regulatory Strategy & Transformation
Regulatory Reporting
Regulatory Enforcement Support
Regulatory Strategy & Transformation
Regulatory Reporting
Regulatory Enforcement Support
Risk
From enterprise risk management to technology and cyber risk, our experts are on-hand to support Risk teams.
Enterprise Risk Management (ERM)
Operational Risk
Technology & Cyber Risk
Model Risk Management
TRM Management & Business Continuity Reviews
Enterprise Risk Management (ERM)
ERM frameworks, risk appetite, risk assessments, resilience planning, Risk Taxonomy.
Enterprise Risk Management (ERM)
Enterprise Risk Management (ERM)
ERM frameworks, risk appetite, risk assessments, resilience planning, Risk Taxonomy.
Operational Risk
Technology & Cyber Risk
Model Risk Management
TRM Management & Business Continuity Reviews
Compliance
Broadgate will help you navigate and prepare, from DORA compliance to consumer duty regulatory reviews.
Compliance Function Effectiveness
Consumer Duty Reviews & Implementation
DORA Compliance
Compliance Function Effectiveness
TOM design, monitoring / testing, advisory, leadership, culture reviews, SMF training.
Compliance Function Effectiveness
Compliance Function Effectiveness
TOM design, monitoring / testing, advisory, leadership, culture reviews, SMF training.
Consumer Duty Reviews & Implementation
DORA Compliance
Business Transformation
Our Transformation and Change division provides strategic consulting and project delivery services to regulated businesses across the banking, insurance, and investment spaces.
Tooling & Integration
Financial Tech & Sytems
Tooling & Integration
GRC Platform Selection (e.g. Archer, ServiceNow); Implementation & Integration Support; Executive Dashboard & Risk Reporting Packs; Control Library Documentation; Workflow Automation & Process Mapping; System Controls Review & Enhancement.
Tooling & Integration
Tooling & Integration
GRC Platform Selection (e.g. Archer, ServiceNow); Implementation & Integration Support; Executive Dashboard & Risk Reporting Packs; Control Library Documentation; Workflow Automation & Process Mapping; System Controls Review & Enhancement.
Financial Tech & Sytems
Financial Crime & Fraud
Risk frameworks and sanctions assessments are critical in ensuring business protection and risk optimisation. We provide a range of services in this area.
AML & CTF
Sanctions
Fraud market abuse
AML & CTF
AML risk assessment, KYC/CDD/EDD, TM optimisation, UK Corporate Governance Code.
AML & CTF
AML & CTF
AML risk assessment, KYC/CDD/EDD, TM optimisation, UK Corporate Governance Code.
Sanctions
Fraud market abuse
Internal Controls & Assurance
Internal Controls & Assurance
Control testing, SOX readiness, 3LOD, controls optimisation, UK Corporate Governance Code.
Internal Controls & Assurance
Internal Controls & Assurance
Control testing, SOX readiness, 3LOD, controls optimisation, UK Corporate Governance Code.
